Category: Securities Fraud

Couple Pleads Guilty in $50M Federal Reserve Investment Scheme

Couple Pleads Guilty in $50M Federal Reserve Investment Scheme

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A couple accused of a $50 million Federal Reserve investment scheme have admitted to conspiracy charges in Manhattan federal court. The scheme involved false claims that an urban revitalization project was backed by the New York Federal Reserve Bank.

The couple, Michael Jacobs and Ruby Handler-Jacobs, pled guilty to conspiring to impersonate officers of the federal government while pitching a fraudulent investment partnership program called the “Cities Upliftment Program.”

Jacobs and Handler-Jacobs assisted Reinzi Edwards, the scheme’s alleged ringleader, in executing the scheme. Several brokers, including two who also have been charged in the case, marketed the program to investors as overseen by the New York Federal Reserve and backed by the U.S. government.

When the parties involved, including Jacobs and Handler-Jacobs, found willing investors, they stole the money by laundering it through foreign bank accounts in Hong Kong, Barbados, the United Kingdom, and Sri Lanka.

Jacobs and Handler-Jacobs face sentencing in May and each face a maximum of 5 years in prison. They are the only defendants to so far admit guilt.

Are You a Victim of Investment Fraud?

If you believe you are a victim of investment fraud, contact a qualified investment fraud attorney today.

Call an Investment Fraud Attorney Today

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach, Miami, and Detroit, our investment fraud attorneys represent clients nationwide and can help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule a FREE consultation to review your rights and options.

Osiris Partners CEO Ordered to Pay $4M For Securities Fraud

Osiris Partners CEO Ordered to Pay $4M For Securities Fraud

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Michael J. Spak, former CEO of Osiris Partners LLC, has pleaded guilty to bilking investors of millions of dollars and was ordered by a New Jersey federal judge to pay $4 million in restitution. Spak fraudulently inflated his firm’s net assets and squandered millions in investor funds on his lavish personal lifestyle. According to the order, the restitution will go to more than 70 Osiris investors in amounts ranging from $14,000 to $222,000.

CEO of Osiris Partners Used Funds for Personal Use

According to prosecutors, Osiris Partners raised $12 million between June 2009 and November 2011, touting the firm as a boutique ‘mom and pop’ hedge fund that only charged management fees as a percentage of its net asset value. As a result, prosecutors say the fund was able to increase the fees it received by fraudulently inflating its numbers.

According to prosecutors, Spak failed to tell investors that Osiris suffered trading losses of $4.5 million in the spring of 2010. The amount represented about half of the fund’s net asset value at the time. To make up for the loss, Spak fraudulently added $5 million to the fund’s balance sheet.

At the same time, Spak and other Osiris Partners employees began diverting investor funds into their own personal accounts, recording the transactions as loans or intercompany transfers. Spak and former Osiris Chairman Peter Zuck, who was charged as a co-conspirator, diverted much of the money for personal use, including $300,000 that was used to buy a luxury sport fishing boat.

Civil Suit Orders Execs of Osiris Partners to Pay $55 Million

In a civil suit brought by the New Jersey Attorney General’s Office, Spak, Zuck, and others at Osiris were ordered in June 2014 to pay more than $55 million in restitution and penalties. That suit contained similar claims related to the diversion of investor funds and also accused Zuck of failing to disclose that he was previously convicted for securities fraud and misconduct by a corporate officer.

In April 2017, Zuck pleaded guilty to tax evasion and conspiracy charges in exchange for three years in prison and $4.3 million in restitution. Spak waived prosecution and pled guilty in New Jersey federal court in September 2012 to one count of wire fraud.

Have You Lost Money Investing with Osiris Partners?

If you lost money investing with Osiris Partners or are a victim of stockbroker misconduct, contact a qualified investment fraud attorney today.

Call an Investment Fraud Attorney Today

If you are looking for an attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and can help you recover your investment  losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

SEC Seeks $10.3M from Silverleaf Financial LLC

SEC Seeks $10.3M from Silverleaf Financial LLC

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The U.S. Securities and Exchange Commission (SEC) is seeking $10.3 million from defunct Silverleaf Financial LLC. The founder, Dwight Shane Baldwin, is accused of bilking investors out of money raised to purchase defaulted property loans in Florida and Colorado.

SEC Seeking Permanent Injunction & Disgorgement

The SEC is seeking $8 million in disgorgement from Silverleaf and $2.3 million in interest. Baldwin is culpable for the same $8 million in disgorgement but only liable for $1.1 million in interest, which stopped accruing on Oct. 12, 2017. He was ordered to pay $1.1 million as part of a consent agreement with the SEC in which he neither admitted nor denied the allegations.

According to the filings, the SEC requested a permanent injunction prohibiting the company from committing future securities law violations and asked that it be ordered to pay unspecified civil penalties.

Silverleaf Raised Money Under False Pretense

In 2015, the SEC named Baldwin and Silverleaf as co-defendants in a case alleging a fraudulent offering scheme. The agency says the scheme ran from at least June 2010 through late 2011.

According to the complaint, Baldwin raised roughly $8 million for Silverleaf from at least three investors meant to buy discounted, defaulted commercial real estate loans—one collateralized by property in Oviedo, Florida, and the other collateralized by a resort in Steamboat Springs, Colorado.

The SEC says Baldwin told prospective investors that there was little to no risk, and claimed they would get returns of as much as 10 percent within 30 days. Instead of paying returns to investors, Baldwin used investors’ money to repay debts and deposited the rest into various Silverleaf bank accounts.

The SEC said Baldwin lied to investors, telling them he needed $2 million to purchase the loan for the property in Oviedo, even though he already sold a Florida loan connected with that property. In the case of the Colorado loan, Baldwin raised $6 million from investors, telling them he had a buyer for the loan when none existed.

According to the SEC, none of the investors have received returns on their investments.

Have You Lost Money in an Investment Scheme?

If you believe you have been the victim of an investment scheme, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

 

SEC Seeks $17M Disgorgement Against Team Resources

SEC Seeks $17M Disgorgement Against Team Resources

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The U.S. Securities and Exchange Commission has asked a Texas federal court to order two California companies, their owner, and two of his sales associates to pay close to $17 million for running an oil and gas scheme. The scheme duped roughly 475 investors into buying oil and gas limited partnerships interests for a total of more than $33 million dollars of investor money.

SEC Bids for Final Judgements in Oil and Gas Scheme

The request is part of the SEC’s bid for final judgements against Team Resources Inc., Fossil Energy Corp., their owner Kevin A. Boyles and his alleged sales associates John Olivia and Michael Eppy. In addition to disgorgement of $15.5 million for Boyles and his companies, and more than $700,000 each for Olivia and Eppy, the SEC requested the court to order them to pay interest plus hefty civil monetary penalties.

An alleged third sales associate, Philip A. Dressner, is also expected to settle. The fourth, Andrew Stitt, was given a default judgment of close to $500,000 in 2016 after he failed to appear in the case.

SEC Says Oil and Gas Scheme Misled Investors

According to the SEC’s complaint, the scheme involved the California-based Team Resources Inc., and, later, Fossil Energy Corp. and its owner Kevin A. Boyles. They acquired leases on oil and gas fields in Kansas and then put them into limited partnerships.

According to the SEC, Boyles then used sales associates in California and Florida to cold-call investors and sell offerings in the partnerships, touting fantastic production projections. Once the oil and gas wells were drilled, the the oil and gas produced was far below projections.

Instead of disclosing this fact, Boyles and the companies misled investors with false positive updates rather than report the failure to meet production projections. Boyles also failed to tell investors that sales associates received sizeable commissions ranging from 25 to 35 percent.

Have You Lost Money in an Investment Scheme?/strong>

If you believe you have been the victim of an investment scheme, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today/strong>

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered over $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

SEC Accuses Snack Company of $2M Investor Fraud

SEC Accuses Snack Company of $2M Investor Fraud

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The U.S. Securities and Exchange Commission (SEC) and federal prosecutors have filed fraud charges against a trio of business associates accused of raising approximately $2 million for a caffeinated chocolate snack company under false pretenses.

According to the U.S. Attorney’s Office for the Southern District of New York, Lisa Bershan, 60, her husband Barry Schwartz, 71, and their business partner Joel Margulies, 72, are facing securities fraud, wire fraud and conspiracy charges. The charges are in connection with an alleged scheme to defraud investors in a company alternatively named The Awake Co. and Starship Snacks.

Business Associates Engaged in Investor Fraud

According to prosecutors, from August 2015 to August 2017, the trio made false statements to numerous investors, claiming that their snack company had a deal with Monster Energy Corp., and later was in talks to be acquired by The Coca-Cola Co. According to prosecutors, who worked with the FBI on the investigation, neither deal was under negotiation. In addition, court documents show that investors were told that their investments would be personally guaranteed by Bershan with a 5 percent interest payment.

The SEC’s complaint says that those guarantees were never made. Instead of using money to develop the business or invest in product development, investors’ money was used to fund the trio’s lavish lifestyle. Bershan and Schwartz allegedly spent more than $39,000 on plastic surgery; more than $209,000 on retail purchases, including jewelry and clothes; more than $11,900 at a Mercedes dealership; and hundreds of thousands of dollars on luxury housing.

Court documents state that investor updates included false assurances by the trio that the investments were secure, offered an excuse for the delay, and/or claimed that a Monster or Coke deal was imminent, misleading investors.

SEC Files Civil Suit for Violations of Anti-Fraud Provisions

The SEC also has filed a separate civil suit against the three defendants, accusing them of violating anti-fraud provisions of federal securities laws and a related SEC anti-fraud rule. It seeks disgorgement plus interest and civil penalties.

Bershan and Schwartz were presented in federal court in Atlanta, and Margulies was presented in federal court in Tennessee. They have not yet been indicted.

Have You Lost Money in an Investment Scheme?

If you believe you have been the victim of an investment scheme, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered over $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and option

SEC Investigates Woodbridge Group for Potential Fraud

SEC Investigates Woodbridge Group for Potential Fraud

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The U.S. Securities and Exchange Commission (SEC) has been investigating Woodbridge Group of Companies, a real estate and investment company based in Sherman Oaks, California, that has raised over $1 billion from investors, under allegations of operating as a fraud.

California Firm is Suspected of $1 billion Scheme

According to court documents, in August the SEC sent subpoenas to 235 LLCs, which the Commission believes are owned and/or controlled by Woodbridge president Robert Shapiro. The inquiry is part of an ongoing year-long investigation into Woodbridge regarding the possible improper sale of securities.

The Commission states that it did not receive a sufficient response from the entities. As of recent court filings, the SEC received a response from only one LLC entity that said it was not affiliated with Woodbridge or Woodbridge president Robert Shapiro.

The subpoenas were sent to gather information and documents about payments the LLCs made to Woodbridge, the names of the LLC’s managers or members, as well as information regarding financial institutions of the LLCs.

According to the filing, the SEC alleges that the LLCs failed to produce any documents. The SEC’s latest application seeks an order from the federal district court compelling respondents to comply with the SEC’s subpoenas.

“As the investigation has unfolded, it has come to the attention of the Commission’s investigative team that there are numerous LLCs that are interwoven into the structure of products Woodbridge offers for investment,” states SEC documents. “Specifically, the Commission is investigating the offer and sale of unregistered securities, the sale of securities by unregistered brokers and the commission of fraud in connection with the offer, purchase and sale of securities.”

Woodbridge claimed that it has and will continue to cooperate with all SEC requests. The company further stated that its wealth management group, Woodbridge Wealth, sells three types of investments: first position commercial mortgages with an annual yield of 5%, secondary-market annuities with “above-average risk -adjusted yields,” and a commercial bridge loan fund that potentially returns 6%.

According to BrokerCheck, there is no broker-dealer named Woodbridge Wealth registered with FINRA.

Have You Invested Money with Woodbridge Group?

If you believe you have been the victim securities fraud or other investment scheme, you may have certain legal rights that require your immediate attention.

Call a Securities Fraud Attorney Today

If you are looking for an securities fraud attorney to review your rights and options, the securities fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered over $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our securities fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an securities fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

Kurr Foundation President Committed $9M Securities Fraud

Kurr Foundation President Committed $9M Securities Fraud

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The U.S. Securities and Exchange Commission has sued the financial adviser to the Kurr Foundation, alleging he stole $9 million from the charity and committed securities fraud.

The SEC accuses adviser John H. Rogicki of using his role to steal money from the foundation to fund his extravagant lifestyle, cover personal expenses, and purchase real estate for his children. The complaint states that at the time of the thefts, Rogicki was trustee of the foundation, executor of the estate, and managing director at Train, Babcock Advisors LLC, an SEC-registered investment adviser firm based in New York.

Rogicki Uses Position To Steal

Established to support various education services, health organizations, and children and youth services, The Kurr Foundation is funded by the estate of Sara Zock. Rogicki became the president of the foundation after Ms. Zock’s passing.

Using his role as investment adviser, Rogicki liquidated securities in the foundation’s account, stealing the proceeds by wiring the money to his personal accounts via the account of the deceased founder, which he also controlled in his capacity as executor.

According to court documents, Rogicki made more than 200 unauthorized wire transfers from the foundation account, totaling more than $9 million, over the course of 12 years.

SEC Seeking Permanent Injunction

The SEC is seeking a permanent injunction, disgorgement and penalties and charges Rogicki with violating the Investment Advisers Act and the Securities Exchange Act.

Adviser Faces Criminal Charges

In a parallel action, the Manhattan district attorney has brought criminal charges against Rogicki. He pled guilty to charges of grand larceny and money laundering. In exchange for his plea, he was promised a sentence of up to 7.5 years in state prison.

According to the DA’s office, he would also be required to pay restitution of $2.5 million and make a confession of judgment for approximately $6.7 million. His sentencing will take place in December 2017.

Have You Lost Money to Broker Misconduct?

If you believe you have been the victim of stockbroker misconduct, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today

If you are looking for a securities fraud attorney to review your rights and options, the securities fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our securities fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact a securities fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

Smart-Beta ETFs Raise Billions in Assets

Smart-Beta ETFs Raise Billions in Assets

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As the stock market climbed this year, smart-beta ETFs have attracted billions in new assets. To date, these funds, which combine the low costs of indexing with rules-based investing, have seen $37.6 billion in net new cash.

Of the funds categorized by Morningstar Inc.—called “strategic beta”—the 10 largest have attracted $15.5 billion this year. Several are single-factor funds, such as Vanguard Value ETF (VTV), which has seen an estimated $4.3 billion in net new money, and others are complex smart-beta funds. Complex smart-beta funds are funds that use multiple factors or invest in several asset classes, and they have also attracted plenty of new money. First Trust Nasdaq Bank ETF (FTXO), for example, has seen $1 billion in net new cash. The fund uses three price factors to pick bank stocks.

For all new ETFs, the growth is dependent on getting and keeping new assets by attracting institutional investors, such as advisers, as well as long-term individual investors.

Investing in Smart-Beta ETFs Involves Risk

However, there is a risk with investing in ETFs. Multifactor smart beta funds that strive to reduce risk will generally produce lower returns than more aggressive funds and can be a tougher sell. Volatility-linked, exchange-traded products are meant to be used as short-term holdings that degrade significantly over time and should not be used as part of a long-term buy-and-hold investment strategy.

There have been several recent cases reported of brokers and brokerage firms recommending ETFs and ETNs to the detriment of the customer. As a result, FINRA has issued several regulatory notices to remind firms of their obligations when selling these securities.

Have You Lost Money in ETFs?

If you have lost money investing in ETFs or believe you have been the victim of stockbroker misconduct, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

TD Ameritrade ETF Platform Expanded, Will Charge Fees in 90 Days

TD Ameritrade ETF Platform Expanded, Will Charge Fees in 90 Days

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TD Ameritrade ETFs Removed from Platform

TD Ameritrade has announced that it will expand the number of exchange-traded funds (ETFs) offered to 296 and also remove some ETFs from its no-transaction-fee platform. The firm said that the Vanguard and iShares Core ETFs would no longer be available without a transaction fee, beginning November 20.

At first, the firm said the ETFs would be removed in 30 days, but industry criticism from several notable executives resulted in a change of course. Responding to the feedback from upset brokers, TD Ameritrade is instead tripling the amount of time it will allow advisers to continue trading Vanguard and iShares Core ETFs for free, pushing the new date to January 19, 2018. The decision comes just one week after the initial announcement.

Financial Advisers Upset About TD Ameritrade ETF Program

A number of securities professionals have been outspoken about TD Ameritrade’s announcement, including Michael Kitces, partner and director of research at Pinnacle Advisory Group and co-founder of the XY Planning Network. Kitces says that charging fees to trade the Vanguard and iShares Core ETFs would be hard on younger investors who regularly make smaller investments and would need to rebalance existing portfolios with new funds.

Though TD Ameritrade acknowledged negative feedback about the change, Tom Nally, president of TD Ameritrade Institutional, notes that critics are overlooking the advantages of other ETFs, such as State Street SPDR ETFs, that have been added to the TD’s platform.

“These are the lowest-cost broad index-tracking ETFs,” he said. “The domestic funds are 18% cheaper than Vanguard’s, and on the international front they are 33% cheaper than Vanguard’s, which we think will be attractive to advisers and their clients.”

TD Ameritrade ETF Commission-Free Offering Triples

Along with this announcement, TD Ameritrade expanded its commission-free ETF platform, nearly tripling the offerings from 100 to 296. Effective October 17, 2017, independent registered investment advisor (RIA) clients and individual investors now have access to one of the largest selections of commission-free ETFs in the industry, as well as the most non-proprietary, commission-free ETFs.

In a release circulated by the firm, the participating ETF providers are AGFiQ QuantShares, First Trust Portfolios, iShares ETFs, J.P. Morgan Asset Management, PowerShares (Invesco), ProShares, State Street Global Advisors and WisdomTree.

The expanded program includes ETFs that cover 77 Morningstar categories and include extremely low-cost ETFs in 15 core investment strategies. TD Ameritrade began offering commission-free trading in ETFs in 2010.

ETFs Often Misunderstood by Stockbrokers

There have been several controversies related to retail investments in ETFs. The Financial Industry Regulatory Authority Inc. (FINRA) recently ordered Wells Fargo to pay more than $3.4 million in restitution to customers affected by unsuitable recommendations of volatility-linked ETFs.

FINRA has found a lack of supervision and broker misunderstanding to be leading causes of ETF investor losses.

In related TD Ameritrade news, Dimond Kaplan &Rothstein, P.A. is pursuing FINRA arbitration claims against TD Ameritrade on behalf of an elderly investor who suffered stock option investment losses as a result of services rendered through third-party investment advisor Sheaff Brock.

The TD Ameritrade customer got to Sheaff Brock through TD Ameritrade’s AdvisorDirect program and suffered significant losses in a risky put income options strategy.

Did You Lose Money as a Result of TD Ameritrade ETFs?

If you believe you have lost money in ETFs trades, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.

SEC Gets $18M Judgment Malom Group Scam

SEC Gets $18M Judgment in Malom Group Scam

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Two Swiss residents have been held liable by a Las Vegas federal judge for an $18 million investment scheme dubbed Malom – an acronym for “Make a Lot of Money”. In December 2013 the U.S. Securities and Exchange Commission (SEC) filed a complaint against Martin Schlaepfer and Hans-Jurg Lips, the principals of the investment scheme, alongside four others, for duping more than 30 investors into investing $11 million into Malom Group AG, a “sham company” in Switzerland.

Malom Group Scam Generates Criminal Case

Criminal prosecutors similarly charged the six defendants in the Malom Group scam in December 2013 with fraud and conspiracy, saying they promised high rates of return using fake documents showing sizable deposit balances at prominent European banks.

Judgements Include Pay Back of Hefty Sums

The U.S. District judge entered judgments against Schlaepfer and Lips, making them jointly liable for $10.6 million of disgorgement, $2.1 million of interest, and a $5.5 million civil penalty.

Micelli, a disbarred lawyer, is currently serving a five-year sentence after he pled guilty to conspiracy to commit wire fraud and securities fraud. Finn is awaiting transfer to the United States from Canada, according to a Nevada Justice Department spokesman.

The judge also entered judgments against two other scheme participants, James C. Warras and Anthony B. Brandel, finding their December 2015 conviction by a criminal jury entitled the SEC to a final judgment. The criminal case resulted in the sentencing of Warras and Brandel to 87 months each in August 2016.

Have You Been a Victim of an Investment Scheme?

If you believe you have been the victim of an investment scheme, you may have certain legal rights that require your immediate attention.

Call an Investment Fraud Attorney Today

If you are looking for an investment fraud attorney to review your rights and options, the investment fraud lawyers at Dimond Kaplan & Rothstein, P.A. have recovered more than $100 million from banks and brokerage firms for their wrongful actions.

With offices in Los Angeles, New York, West Palm Beach and Miami, our investment fraud attorneys represent clients nationwide and may be able to help you recover your investment losses.

Contact an investment fraud attorney at Dimond Kaplan & Rothstein, P.A. today to schedule an appointment or consultation to review your rights and options.